As Chief Compliance Officer, Charlie oversees Boston Financial Management’s compliance program and keeps the firm informed of all pertinent regulatory matters. As the Director of Client Service, he manages the client service team, which provides support to Boston Financial Management’s portfolio managers and direct support to clients.
Charlie joined Boston Financial Management in 2014 after seven years at State Street Bank and Trust, where he held various positions, most recently as the Assistant Vice President in their Wealth Manager Services division.
Charlie is a graduate of Saint Michael’s College with a B.S. in Business Administration and received his MBA and MSF from Boston College’s Carroll School of Management.
Industry Accreditation & Affiliations
Investment Advisor Association – member
Advent User’s Group – member